|10:00 am–11:45 am||Board of Directors Meeting (all are welcome)|
|11:00 am–7:00 pm||Registration|
|Noon–1:00 pm||New Attendee Lunch|
|1:15 pm–1:30 pm||Welcome & Introductions|
|1:30 pm–3:00 pm||Roll Call – Administrators|
|3:00 pm–3:15 pm||Break|
|3:15 pm–4:15 pm||
Plenary 1: Prosecuting the Prosecutor
Ramona Mariani (PA)
Harriet R. Brumberg (PA)
The public perception is that disciplinary authorities, perhaps because we are prosecutors ourselves, are reluctant to prosecute other prosecutors. However, a careful review of the cases reveals that such prosecutions do indeed take place. This panel focuses on the ethical and practical issues of prosecuting criminal prosecutors. These include whether or not the prosecutor is an elected official; the appropriate sanction depending on the circumstances; procedural issues and roadblocks, including the passage of time, particularly when the prosecution is based on prosecutorial misconduct; what violations beyond prosecutorial misconduct and criminal convictions land prosecutors in disciplinary hot water; and the fine line that disciplinary counsel walks when prosecuting prosecutors so as not to destroy the symbiotic relationship and cooperation that exists because of overlapping criminal and disciplinary cases. Finally, as these prosecutions attract public interest, the panel discussion includes a consideration of the role of the press as a source of information, admissions, and public pressure on both respondents and disciplinary counsel.
|4:15 pm–5:15 pm||
Plenary 2: Anti-Money Laundering Tool Kit Roll Out
Billy Walker (UT)
Our profession is under significant pressure to provide regulatory guidance and education and to do more to keep lawyers from facilitating money laundering. With this in mind, NOBC Past President Melinda Bradley established the Anti-Money Laundering Committee and asked the committee to design a tool kit to help regulators identify lawyers engaged in money laundering. The committee created a tool kit that defines money laundering and explains how lawyers might be involved. It describes the “red flags” we might see in complaints, bank records, and documents and provides suggestions regarding investigative resources. The tool kit covers both active involvement in money laundering and willful blindness to a client’s unlawful activities. In this session, we will present the tool kit and show you how to put it to use in your jurisdiction.
|5:15 pm–7:00 pm||President’s Reception|
|7:00 pm||Dine Arounds|
|7:30 am–5:00 pm||Registration|
|7:30 am–8:30 am||Program Committee Meeting|
|7:30 am–8:30 am||Continental Breakfast|
|8:30 am–9:30 am||
Plenary 3: DOJ’s PRAO, OPR, and PMRU: Who We Are and What We Do
Wendy Muchman (IL)
Gregory Gonzalez (DC)
This presentation will feature the U.S. Department of Justice’s Professional Responsibility Advisory Office, the Office of Professional Responsibility, and the Professional Misconduct Review Unit, which together are responsible for ensuring that department attorneys carry out their duties in compliance with the rules of professional conduct as well as other ethical standards. The speakers will provide background on the distinct roles of each office, which include advising department attorneys on the professional responsibility rules, investigating professional misconduct allegations against department attorneys, and disciplining department attorneys who have been found to have engaged in professional misconduct.
|9:30 am–9:45 am||Break|
|9:45 am–10:45 am||
Plenary 4: Follow the Money II
Jenny Mittelman (GA)
Edward Duffer (FBI TX)
There was a time when we could evaluate what was happening in a lawyer’s trust account using bank statements and an adding machine. With the advent of smart phones, banking apps, online banking, and person-to-person transfers, following the money has become a bit more complicated. In this session, we’ll cover mobile payment platforms like Venmo, Square, and Zelle and discuss how they work, what records might be available, and how we can use those records in disciplinary cases.
|10:45 am–11:00 am||Break|
|11:00 am–12:30 pm||
Plenary 5: Current Developments
Melissa Smart (IL)
David Curtin (RI)
This panel of bar counsel, each representing a geographic region of the United States, will highlight significant legal decisions issued within the past six months in various jurisdictions across the country related to attorney discipline, ethics, and associated topics.
|12:30 pm–2:00 pm||Lunch on own|
|2:00 pm–3:30 pm||
Aria Eee (ME)
Rachel Craig (TX)
Alternatives to discipline may or may not be a readily utilized process. Please join our panelists as they discuss strategies and protocols for exercising this discrete option in bar regulation.
Ellyn S. Rosen (IL)
Hon. Daniel J. Crothers
Lynda C. Shely
Mark A. Weber
The ABA Standing Committee on Professional Regulation (formerly the Discipline Committee) has conducted 66 lawyer discipline system consultations at the invitation of state supreme courts. Courts in some states have utilized the committee’s services more than once. What is a discipline system consultation and how can it help? How are the committee’s recommendations implemented by the courts and its regulators? Panelists from jurisdictions that have received a discipline system consultation are joined by members of consultation teams to answer all your questions about the program. In addition, the committee wants to hear your ideas for incorporation into this longstanding successful program.
Charles Centinaro (NJ)
Hamilton P. “Phil” Fox III (DC)
The Honorable Phil Johnson
Justice Melissa Goodwin
A finding of unethical conduct by an adjudicator or a hearing panel is generally not the end of an attorney disciplinary matter. In most States, there is a review of that finding by a review board and perhaps even oral argument before the State Supreme Court. In this Litigation Skills Program on Appellate Advocacy, a senior appellate attorney, a Third Court of Appeals Justice, and a former State Supreme Court Justice will share their insight, techniques, tips and advice on how to prepare for and make effective and impactful arguments before disciplinary review boards and the Supreme Court.
|3:30 pm–3:45 pm||Break|
|3:45 pm–5:00 pm||
Plenary 6: Vicarious Trauma Compassion Fatigue in Regulators
Katie Uston (VA)
Jennifer Zampogna, M.D.
"Regulator, Heal Thyself" — In the years since the publication of the landmark study on lawyer impairment by the Hazelden Betty Ford Foundation and the ABA Commission on Lawyer Assistance Programs, we have engaged in a nationwide conversation on the importance of lawyer health and well-being as a vital component of the sustainability of the legal profession. As regulators, we see the detrimental results of stress, depression, alcohol, and substance abuse disorders in the lawyers we prosecute, but we are not immunized against these destructive forces in our own lives. In this session, we will learn about the physical and psychological toll that trauma (primary and vicarious) can take in our own lives and professional endeavors and how to minimize the impact by practicing self-care and resiliency skills. Included in the materials for this presentation is a PowerPoint that is designed to equip you with the knowledge and materials to share this program with your staff.
|5:00 pm–6:00 pm||Networking Reception|
|6:30 pm–10:00 pm||Optional Evening Activities
|6:45 am||NOBC Member Wellness Experience: Fun Walk|
|7:00 am||NOBC Member Wellness Experience: Fun Run|
|7:30 am–12:30 pm||Registration|
|7:30 am–8:30 am||Continental Breakfast|
|8:30 am–9:15 am||Annual Business Meeting|
|9:15 am–9:30 am||Break|
|9:30 am–11:00 am||
Roundtable 1: Transparency of Disciplinary Process
Julia Porter (DC)
Richard A. Dove (OH)
Professor Michael S. Frisch
The decades since the creation of professional Bar Counsel offices have seen a significant trend toward transparency of disciplinary proceedings. Once shrouded in secrecy with threat of contempt for disclosures, most courts now recognize that secret proceedings impair the public's right to know about disciplinary processes and dilute confidence in the fair and efficient operation of the system of self-regulation. The transparency of each state discipline system is now largely a function of the quality of its webpage. Some state court webpages make easy access to every pleading and finding in every bar case a high priority while many remain user unfriendly.
Roundtable 2: Navigating the Disciplinary Processes of USPTO, DHS, ICE, and SEC
Elizabeth Francis (VA)
Thomas Karr, SEC
Regulation Counsel from the United States’ Patent & Trademark Office, Department of Homeland Security, Immigration and Customs Enforcement, and Securities and Exchange Commission will explain the disciplinary process of their respective offices and provide guidance on how to navigate their respective agencies when you are seeking reciprocal discipline.
Roundtable 3: Technology in Your Courtroom and Office
Donald Scheetz (OH)
Technology in the courtroom: A roundtable taking you from capturing online evidence through setting up and using trial presentation software and seamlessly moving between software programs during trial. You will learn how to capture evidence from various social media platforms, such as YouTube, Facebook, Instagram, and Twitter, as well as other websites; discuss chain of custody and a professional service to use when necessary for that purpose; learn what Trial Pad can do for you during trial, what equipment you need, and how to set it up; and learn how to smoothly move between programs like Trial Pad and PowerPoint during trial.
|11:00 am–11:15 am||Break|
|11:15 am–12:30 pm||
Plenary 7: Decisions, Decisions—Avoiding the Circumstances that Create Poor Judgments
Lea S. Gutierrez (IL)
Decision-making is one of the basic cognitive processes of human behavior, by which a preferred option or course of action is chosen from among a set of alternatives based on certain criteria. As regulators, we make decisions daily, ranging from whether or not to pursue formal charges of misconduct to what sanction to recommend and determinations about credibility. However, our minds, personalities, life experiences, and social structures all influence how we think about the information we have to make decisions. If our decision-making can be degraded by all these factors, we have to ask ourselves how we make the “right” decisions? In this session, we will explore: 1) the cognitive science of decision-making, 2) the implications of flawed decision-making for attorney regulators, and 3) some preventative measures and techniques we can use to improve individual decisions and organizational decision-making processes.
|8:00 am–9:00 am||Chiefs Breakfast
|8:00 am–9:00 am||Continental Breakfast|
|9:00 am–10:15 am||
Plenary 8: Wimpicus Maximus—Copying with Querulants, Handling Hostiles, and Vying With Vexatious Complainants in the Information Age
Tara van Brederode (IA)
Doug Ende (WA)
Doug, Adam, and Tara will share strategies for dealing with "querulous complainants"—those members of the public whose frustrations with lawyers, judges, and the legal system cause them to complain loudly and often. These complainants and their meritless complaints consume disproportionate amounts of time and staff resources in each of our disciplinary offices.
|10:15 am–10:30 am||Break|
|10:30 am–11:45 am||
Plenary 9: Proving Dishonesty and Violations of Rule 8.4 (c)
Peter Rotskoff (IL)
Susan Humiston (MN)
At the 2018 Mid-Year Meeting in Las Vegas, an NOBC panel used the Urban Meyer case to show that in any context, proving intentional or knowing dishonesty presents significant challenges and often requires proof approaching “beyond a reasonable doubt”. Using hypotheticals based on recent disciplinary cases, the panel and the attendees will continue to explore methods of proving dishonesty in a variety of contexts.
|11:45 am–Noon||Closing Remarks & Resolutions|